Asset Management Company with Type 4 & 9 Licenses in Hong Kong

This listing presents a licensed Asset Management Company based in Kowloon, Hong Kong. The company holds both Type 4 (Advising on Securities) and Type 9 (Asset Management) licenses, indicating its capability to provide regulated financial advisory and asset management services. Established in 2020, the business operates with very low monthly expenses of only 1000 HKD. The existing Responsible Officer (RO) may remain with the new owner, facilitating a smooth transition. The company is restricted to serving professional investors as defined by the Securities and Futures Ordinance. This is an opportunity to acquire a regulated financial entity in a key global financial hub.