Assistance with SEC Rule 15c2-11 Compliance and Public Shells
Financial Details
- Profit Metric:
- Not Disclosed
- Location:
- US
- Source:
- Date:
- September 15, 2025
Key Highlights
Description
This listing offers specialized services to companies seeking to navigate SEC Rule 15c2-11 compliance and acquire public shells. The provider emphasizes their ability to assist clients in achieving compliance within the second quarter of 2024, provided they engage promptly. The service is positioned as a solution for companies looking to improve their public company status. Potential clients are advised that there is limited availability for Q2 2024 completion, and interested parties should call to qualify. The listing includes a critical warning: the securities discussed are eligible for Unsolicited Quotes Only, meaning they are not eligible for proprietary broker-dealer quotations. This can lead to higher risk, wider spreads, increased volatility, and difficulty selling the stock. An initial review by a broker-dealer is required for continuous market making.
Industry Information
- Industry Description:
- Public Shells, Securities Clearing / Settlement
- Classification:
- Financial Services
Real Estate & Lease
- Status:
- Not_included
Listing Details
- Listing ID:
- 675c8882-05f2-468c-b618-48ec6d5a2d5b
- Deal Status:
- For Sale
- Date Posted:
- March 12, 2024
- Last Updated:
- September 15, 2025
- Currency:
- USD