Assistance with SEC Rule 15c2-11 Compliance and Public Shells

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Financial Details

Profit Metric:
Not Disclosed
Location:
US
Source:
Date:
September 15, 2025

Key Highlights

Expert assistance for SEC Rule 15c2-11 compliance.
Facilitation of public shell acquisitions.
Limited capacity for Q2 2024 completion – act now.

Description

This listing offers specialized services to companies seeking to navigate SEC Rule 15c2-11 compliance and acquire public shells. The provider emphasizes their ability to assist clients in achieving compliance within the second quarter of 2024, provided they engage promptly. The service is positioned as a solution for companies looking to improve their public company status. Potential clients are advised that there is limited availability for Q2 2024 completion, and interested parties should call to qualify. The listing includes a critical warning: the securities discussed are eligible for Unsolicited Quotes Only, meaning they are not eligible for proprietary broker-dealer quotations. This can lead to higher risk, wider spreads, increased volatility, and difficulty selling the stock. An initial review by a broker-dealer is required for continuous market making.

Industry Information

Industry Description:
Public Shells, Securities Clearing / Settlement
Classification:
Financial Services

Real Estate & Lease

Status:
Not_included

Listing Details

Listing ID:
675c8882-05f2-468c-b618-48ec6d5a2d5b
Deal Status:
For Sale
Date Posted:
March 12, 2024
Last Updated:
September 15, 2025
Currency:
USD