FCA-Authorised Investment Advisory and Arranger Firm

This listing presents an FCA-authorised firm specializing in advising on and arranging deals in investments. Established in 2007, the company holds authorizations for advising on investments (excluding pension transfers/opt-outs) and arranging deals for eligible counterparties, professionals, and retail clients. It also facilitates transactions in investments. The firm is capital adequate with a share capital of 50k and maintains a bank account with a UK commercial bank, along with a clearing arrangement with an FCA-regulated firm in London. The business operates from a leased office in the City with 10 months remaining on the lease. It has minimal operations and was staffed with two experienced directors (CEO & Head of Compliance) but has not yet generated revenue, making it an ideal acquisition for an entity looking to leverage its regulatory status. The directors are willing to facilitate operational continuity prior to regulatory approval of a change in control. The reason for sale is the owner's lack of interest in continuing the business.