Hong Kong SFC License (Type 1, 2, 4, 5, 6, 9) for Sale - 17 Years Old

This listing presents a rare opportunity to acquire a well-established, 17-year-old Hong Kong Securities and Futures Commission (SFC) licensed entity. The license boasts a clean regulatory record with no open or unresolved legal issues, ensuring a smooth transition for the new owner. It holds comprehensive permissions across multiple categories, including Type 1 (Dealing in Securities, covering HK and US stock trading, and margin financing), Type 2 (Dealing in Futures Contracts, including global options), Type 4 (Advising on Securities), Type 5 (Advising on Futures Contracts), Type 6 (Advising on Corporate Finance), and Type 9 (Asset Management, with specific restrictions on discretionary management of collective investment schemes). The company also possesses HKEX Stock Trading Rights, HKEX Futures Trading Rights, is a Direct Clearing Participant of HKSCC (Securities), and a Clearing Participant of HKCC. Financially, it handles a significant monthly volume ranging from HKD 400 million to 500 million. A notable asset is its shareholder structure, which includes a listed company. Importantly, the services provided by this licensee are exclusively for professional investors, as defined by the Securities and Futures Ordinance. This is an ideal acquisition for financial institutions or sophisticated investors looking to expand their regulated operations in the Hong Kong market.