Hong Kong SFC Licensed Asset Management and Securities Advising Company
Financial Details
- Profit Metric:
- Not Specified
- Location:
- HK
- Source:
- Date:
- September 15, 2025
Key Highlights
Description
This listing presents an opportunity to acquire a Hong Kong Securities and Futures Commission (SFC) licensed company, specifically holding Type 9 (Asset Management) and Type 4 (Advising on Securities) licenses. Registered in 2020, the company possesses an active bank account and meets the required capital of 1,000,000 HKD. It currently has no active clients, no trading rights, no trading system connection, and cannot hold client funds, making it a clean entity for a new owner to establish operations. The scope of the license restricts services to professional investors and requires adherence to relevant ordinances. This is an ideal acquisition for firms looking to enter or expand their presence in the Hong Kong financial services market with a compliant regulatory framework.
Industry Information
- Industry Description:
- Financial Services
- Classification:
- Financial Services
Operational Snapshot
- Year Established:
- 2020
Real Estate & Lease
- Status:
- Not Specified
Listing Details
- Listing ID:
- 7da91f10-19d6-451e-99ba-8f93d7ca69bf
- Deal Status:
- For Sale
- Date Posted:
- December 20, 2023
- Last Updated:
- September 15, 2025
- Currency:
- USD