Hong Kong SFC Licensed Asset Management and Securities Advising Company

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Financial Details

Profit Metric:
Not Specified
Location:
HK
Source:
Date:
September 15, 2025

Key Highlights

Acquire a pre-established Hong Kong SFC Type 4 & Type 9 licensed company.
Includes active bank account and meets capital requirements (1M HKD).
Opportunity to enter the financial services sector with a clean regulatory standing (no active clients, no trading rights).

Description

This listing presents an opportunity to acquire a Hong Kong Securities and Futures Commission (SFC) licensed company, specifically holding Type 9 (Asset Management) and Type 4 (Advising on Securities) licenses. Registered in 2020, the company possesses an active bank account and meets the required capital of 1,000,000 HKD. It currently has no active clients, no trading rights, no trading system connection, and cannot hold client funds, making it a clean entity for a new owner to establish operations. The scope of the license restricts services to professional investors and requires adherence to relevant ordinances. This is an ideal acquisition for firms looking to enter or expand their presence in the Hong Kong financial services market with a compliant regulatory framework.

Industry Information

Industry Description:
Financial Services
Classification:
Financial Services

Operational Snapshot

Year Established:
2020

Real Estate & Lease

Status:
Not Specified

Listing Details

Listing ID:
7da91f10-19d6-451e-99ba-8f93d7ca69bf
Deal Status:
For Sale
Date Posted:
December 20, 2023
Last Updated:
September 15, 2025
Currency:
USD