Hong Kong SFC Licensed Asset Management Company with Type 4 & 9 Licenses

This is a well-established, turn-key asset management company based in Hong Kong, holding crucial SFC Type 9 (discretionary portfolio management) and Type 4 (advising on securities) licenses. Founded in 1997, the company serves mass affluent private clients and boasts a portfolio of quality, long-term clients that consistently generate stable recurring revenue. In addition to its core SFC licenses, the business also holds an Insurance Authority (IA) license and is registered as an MPF Intermediary. This acquisition presents a significant opportunity for larger financial services firms seeking to establish or expand their presence in the lucrative Hong Kong and broader Asian markets, or for existing licensed entities looking to quickly grow their client base and assets under management. The owner is selling due to eventual retirement.