Hong Kong SFC Licensed Company (Type 4 & 9)

View Original Listing

Financial Details

Cash Flow / SDE:
$200,000
Profit Metric:
Net Asset Value
Location:
Hong Kong, HK
Source:
Date:
September 15, 2025

Key Highlights

Acquire a Hong Kong SFC Type 4 and Type 9 license.
Includes active bank account and registered in 2020.
Opportunity to establish a financial advisory and asset management firm in Hong Kong.

Description

This listing presents an opportunity to acquire a Hong Kong Securities and Futures Commission (SFC) licensed company, holding both Type 4 (Advising on Securities) and Type 9 (Asset Management) licenses. Registered in 2020, the company possesses an active bank account and meets the capital requirements of 1M HKD, with a Net Asset Value of 200K HKD. The monthly operational cost is approximately 1K HKD. It is important to note that the company currently has no active clients, no trading rights, and does not hold client funds, adhering to the scope of its licenses which restrict services to professional investors and prohibit holding client assets. This entity is ideal for a buyer looking to establish or expand their financial services operations in Hong Kong, requiring them to build client relationships and trading infrastructure.

Industry Information

Industry Description:
Financial Services
Classification:
Financial Services

Operational Snapshot

Year Established:
2020

Real Estate & Lease

Status:
Not Included
Monthly Rent:
$1,000 HKD

Listing Details

Listing ID:
6e98dbc7-4f89-48f6-990f-27ac613a396a
Deal Status:
For Sale
Date Posted:
October 31, 2023
Last Updated:
September 15, 2025
Currency:
HKD