Public Shells and 15c2-11 Compliance Services

This listing is an advertisement for a service that assists public companies with obtaining SEC Rule 15c2-11 compliance. The service aims to help companies navigate regulatory requirements, particularly related to broker-dealer quotations and market making. The provider highlights the urgency of initiating the process early in the year to achieve compliance within the first quarter of 2024, noting that capacity is limited to ensure timely completion for selected clients. Potential clients are encouraged to contact the provider to qualify for the service. The listing also includes a warning about the risks associated with stocks eligible only for unsolicited quotes, such as increased volatility and wider spreads.