SEC Rule 15c2-11 Compliance Assistance and Public Shell Services
Financial Details
- Profit Metric:
- N/A
- Location:
- US
- Source:
- Date:
- September 15, 2025
Key Highlights
Description
This listing advertises a specialized service focused on assisting businesses with compliance related to SEC Rule 15c2-11. The service addresses the complexities and risks associated with 'Unsolicited Quotes Only' securities, which lack proprietary broker-dealer quotations and can exhibit higher volatility and liquidity issues. The offering includes guidance through the required broker-dealer review process for market making. Additionally, the service caters to entities looking to sell existing public shells. The provider emphasizes leveraging artificial intelligence to identify better investment opportunities and encourages prospective clients to register for a free account to access these benefits. This is not a listing for an operating business for sale, but rather a service provider in the financial and regulatory compliance sector.
Industry Information
- Industry Description:
- Financial Services
- Classification:
- Financial Services
Real Estate & Lease
- Status:
- Not_included
Listing Details
- Listing ID:
- 561218d9-473a-4d53-8854-d917f588ae2e
- Deal Status:
- For Sale
- Date Posted:
- May 04, 2023
- Last Updated:
- September 15, 2025
- Currency:
- USD