SEC Rule 15c2-11 Compliance Assistance and Public Shell Services

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Financial Details

Profit Metric:
N/A
Location:
US
Source:
Date:
September 15, 2025

Key Highlights

Expert assistance with SEC Rule 15c2-11 compliance.
Services available for companies seeking public shells.
Leverage AI to discover better deals and opportunities.

Description

This listing advertises a specialized service focused on assisting businesses with compliance related to SEC Rule 15c2-11. The service addresses the complexities and risks associated with 'Unsolicited Quotes Only' securities, which lack proprietary broker-dealer quotations and can exhibit higher volatility and liquidity issues. The offering includes guidance through the required broker-dealer review process for market making. Additionally, the service caters to entities looking to sell existing public shells. The provider emphasizes leveraging artificial intelligence to identify better investment opportunities and encourages prospective clients to register for a free account to access these benefits. This is not a listing for an operating business for sale, but rather a service provider in the financial and regulatory compliance sector.

Industry Information

Industry Description:
Financial Services
Classification:
Financial Services

Real Estate & Lease

Status:
Not_included

Listing Details

Listing ID:
561218d9-473a-4d53-8854-d917f588ae2e
Deal Status:
For Sale
Date Posted:
May 04, 2023
Last Updated:
September 15, 2025
Currency:
USD