SFC License (Type 4 & 9) with QFLP for Sale in Hong Kong

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Financial Details

Profit Metric:
N/A
Location:
Hong Kong, HK
Source:
Date:
September 16, 2025

Key Highlights

Acquire a regulated SFC Type 4 (Advising on Securities) and Type 9 (Asset Management) license.
Includes Qualified Foreign Limited Partnership (QFLP) for marketing PE funds in China.
Clean company with no clients or debts, operating bank accounts at OCBC and China Merchant Bank.

Description

This listing presents an opportunity to acquire a company holding SFC Type 4 (Advising on Securities) and Type 9 (Asset Management) authorizations in Hong Kong. Additionally, the company possesses a Qualified Foreign Limited Partnership (QFLP), enabling the operation and marketing of Private Equity funds within China. The business operates with bank accounts at OCBC Wing Hang Bank and China Merchant Bank Hong Kong branch. The team consists of two responsible officers and one executive director. Notably, the company has no existing clients or outstanding debts. Software is explicitly excluded from the sale. The asking price is not disclosed.

Industry Information

Industry Description:
Financial Services
Classification:
Financial Services

Operational Snapshot

Employees:
3

Real Estate & Lease

Status:
Not_included

Listing Details

Listing ID:
f2dd0018-f982-44b7-9e0d-4c44f4b22653
Deal Status:
For Sale
Date Posted:
December 13, 2023
Last Updated:
September 16, 2025
Currency:
USD