Swiss FINMA Licensed Broker-Dealer and Asset Management Company

This listing presents a rare opportunity to acquire a fully licensed and actively operating Swiss Broker-Dealer, Asset Management, and Collective Investment Scheme Management Company. Incorporated in 2004 and strategically located in Geneva's financial district, the business holds the highest tier of FINMA licenses (FinIA and CISA/LPCC), enabling it to conduct a wide range of financial activities including credit transactions, payment services, trading, asset management, investment advisory, and securities custody. The company boasts significant Assets Under Management (AUM) exceeding CHF 120,000,000, an active monthly revenue stream from a diverse client base including high-profile individuals, and established relationships with top-tier Swiss banks. It is audited annually by a Big 4 firm, has no outstanding debt or liabilities, and all tax obligations are met, backed by an auditor's guarantee. The business is relocatable, and management is willing to stay post-acquisition. Foreign purchasers are permitted, subject to KYC and approval. This is a prime acquisition for entities looking to expand their financial services footprint in Switzerland or potentially convert the entity into a Tier 1 or 2 Swiss Bank.